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MCA-21 Compliant Professional Firm

Simplifying Corporate Compliance
for Your Business

Yogesh K & Associates is a premier firm of Company Secretaries and legal advisors delivering comprehensive secretarial, legal, and advisory services. We combine deep domain expertise with a client-centric approach to navigate India's complex regulatory landscape on your behalf.

40+
Years Combined Experience
12+
Core Services Offered
Pan-India
Service Offered

Regulatory representation before

NCLT SEBI RBI DGFT Regional Director ROC

Comprehensive Corporate & Legal Services

End-to-end support across the corporate lifecycle — from incorporation to restructuring, compliance to capital markets.

Formation & Incorporation

End-to-end support for incorporating Private/Public Limited Companies and other business structures, including MOA/AOA drafting, name approvals, and regulatory clearances from RBI, SEBI, and RERA.

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Secretarial Audit & Due Diligence

Comprehensive Secretarial Audits for listed and unlisted entities, proactively assessing statutory compliance, ESG frameworks, environmental regulations, and labor laws tailored to your operational footprint.

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Capital Raising & Corporate Finance

Strategic equity and debt capital raising — Rights Issues, Private Placements, Preferential Allotments, NCDs, OCDs — with complete regulatory structuring, documentation, and compliance management.

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Annual Secretarial Compliances

Ongoing compliance management for listed and unlisted entities — Board meetings, AGMs/EGMs, compliance calendars, statutory registers, ROC filings, and stock exchange disclosures under Companies Act, 2013 and SEBI Regulations.

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Cross-Border & Joint Ventures

Advisory on cross-border transactions, joint ventures, and strategic alliances — entity selection, foreign capital management, JVA/SPSHA/MoU drafting, FEMA/RBI approvals, and inbound corporate setup for foreign corporations.

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Mergers, Acquisitions & Restructuring

Full-scope support for mergers, amalgamations, and corporate reorganizations — Composite Schemes, pre-merger advisory, share exchange ratios, NCLT proceedings, and coordination with RD, ROC, and Official Liquidator.

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Why Leading Corporates Choose YKA
Trusted by businesses across the corporate lifecycle
40+
Years of combined professional experience
Pan-India
Service Offered
12+
Comprehensive service offerings
MCA-21
Compliant professional firm

Experience. Expertise. Excellence.

Deep Domain Expertise

Our team of qualified Company Secretaries, cost accountants, and legal counsel brings specialized expertise in corporate law, capital markets, SEBI regulations, FEMA, IBC, and cross-border transactions.

Client-Centric Approach

We work closely with clients to understand their business objectives, identify opportunities, and deliver practical, compliant, and value-driven solutions — aligned with the evolving regulatory environment.

Multi-Regulatory Representation

Strong track record of representation before MCA, NCLT, Regional Director, SEBI, RBI, DGFT, and other statutory bodies — providing clients with seamless regulatory navigation on a PAN-India basis.

Timely & Reliable Execution

We combine diligence, innovation, and speed to ensure seamless and timely regulatory compliance — minimizing risk and protecting our clients from costly defaults, penalties, and reputational exposure.

Yogesh K & Associates


Yogesh K & Associates (YKA) is a firm of Company Secretaries and legal advisors providing comprehensive services in the areas of corporate secretarial practice, listing and regulatory compliances, fund raising transactions and related corporate actions, legal advisory, and business consultancy. The Firm caters to a diverse clientele comprising corporates, business entities, and other organizations.

YKA is an MCA-21 compliant professional firm engaged in providing comprehensive secretarial, legal, and advisory services to a diverse portfolio of corporate clients. The Firm offers end-to-end support across corporate lifecycle requirements, including audits, certifications, incorporation and structuring of entities, corporate management and re-structuring, secretarial due diligence, and advisory on corporate and regulatory matters.

Our strength lies in a dedicated team of experienced Company Secretaries and legal and accounting professionals committed to delivering practical, compliant, and value-driven solutions. With a strong focus on diligence, domain expertise, innovation, and client-centric service, YKA continues to build long-term relationships while consistently delivering high standards of professional excellence.

Diligence & Precision

Meticulous attention to compliance detail

Domain Expertise

Specialized in corporate & commercial laws

Long-Term Relationships

Building lasting client partnerships

Innovation

Modern solutions to complex compliance challenges

Our Mission

Enabling Sustainable Business Growth

Our objective is to create a robust legal, regulatory, and governance foundation that supports sustainable business growth and long-term value creation. We view our work not merely as compliance facilitation but as a strategic partnership — helping clients navigate the complexities of India's evolving regulatory landscape with confidence and clarity.

Our Vision

Beyond Compliance — Towards Excellence

We view Secretarial Audit and compliance management not merely as legal formalities, but as strategic tools that foster ethical, social, and environmental governance. In the modern corporate landscape, true success extends beyond financial profitability to encompass societal responsibility and global ESG alignment.

Our Commitment

Practical, Compliant & Business-Oriented

YKA advises clients on a wide range of legal and compliance issues involving interaction and representation before regulatory and statutory authorities — including MCA, NCLT, RD, RBI, SEBI, and DGFT. We are committed to delivering practical solutions aligned with evolving regulatory requirements.

Comprehensive Service Portfolio

The firm provides service and consultancy across a broad spectrum of corporate law matters — each handled with the same commitment to diligence and excellence.

01
Incorporation

Formation / Incorporation / Registration of Business Entity

We assist promoters and entrepreneurs in establishing their envisioned business ventures by providing end-to-end support for incorporation and registration across appropriate business structures, including Private Limited Companies, Public Limited Companies, and other suitable forms of business entities based on commercial and regulatory requirements.

Our services include preparation and drafting of key constitutional and incorporation documents such as the Memorandum of Association (MOA) and Articles of Association (AOA), along with facilitation of statutory and regulatory approvals from relevant authorities, including name reservation and approvals, where applicable, from regulatory bodies such as RBI, SEBI, RERA, and other governmental authorities.

Strategic Advisory & Implementation

  • Business Structure Advisory – Evaluation and recommendation of the most appropriate legal and operational structure for the business
  • Group Structure Planning – Designing efficient ownership, holding, subsidiary, and governance frameworks
  • Capital Planning – Advising on initial capitalization and funding structure aligned with business objectives
  • Initial Governance Setup – Establishing foundational governance, compliance, and decision-making frameworks tailored to the specific requirements of the client
Private LimitedPublic LimitedMOA/AOARBI ApprovalsSEBIRERA
02
Audit

Secretarial Audit & Secretarial Due Diligence

Our firm possesses extensive expertise in conducting Secretarial Audits for both listed and unlisted entities across diverse industries. Beyond standard statutory compliance, we proactively assess adherence to environmental regulations, ESG frameworks, and labor laws tailored to each client's specific operational footprint.

We also offer specialized Secretarial Due Diligence to provide organizations with a definitive assessment of their regulatory standing. We view Secretarial Audit not merely as a legal formality, but as a strategic tool that fosters ethical, social, and environmental governance. In the modern corporate landscape, true success extends beyond financial profitability to encompass societal responsibility and global ESG alignment. We partner with organizations to navigate these complexities and achieve sustainable institutional growth.

Listed EntitiesUnlisted EntitiesESG AssessmentLabor LawEnvironmental Compliance
03
Capital Markets

Capital / Fund Raising & Corporate Finance

A well-structured capital framework is critical for unlocking growth and securing long-term business resilience. We help companies strategically raise capital via equity and debt markets while meticulously managing adherence to all applicable corporate laws, securities regulations, and compliance mandates. We deliver comprehensive, end-to-end transaction support to listed and unlisted entities navigating complex equity and debt fundraising activities.

A. Equity Transactions

  • Rights Issues, Private Placements, Preferential Allotments, and other approved modes under Companies Act, 2013
  • Structuring & Documentation: Drafting corporate approvals, board/shareholder resolutions, and transaction documents
  • Regulatory Filings: Ensuring timely submission of statutory ROC forms (including MGT-14, PAS-3, SH-7)
  • Compliances & Execution: Managing listing compliance, coordinating statutory mandates, and facilitating stamp duty payments upon issuance

B. Debt Capital Raising & Borrowing Transactions

  • Private placements of NCDs, OCDs, and commercial borrowings from Banks and NBFCs
  • Documentation & Security Creation: Drafting and vetting Debenture Trust Deeds, Offer Letters (PAS-4), and mortgage documents; advising on compliance with Sections 179 and 180
  • Post-Transaction Governance: Managing charge management filings (CHG-9), statutory disclosures, and continuing SEBI (LODR) obligations
Rights IssuePrivate PlacementNCDOCDSEBI LODRMGT-14
04
Compliance

Annual Secretarial Compliances, Consultancy & Retainership Services

We assist both listed and unlisted entities in ensuring ongoing compliance with the Companies Act, 2013, applicable rules, SEBI Listing Regulations, and Secretarial Standards through comprehensive secretarial and governance support.

Our services include end-to-end assistance for Board Meetings, Committee Meetings, Annual General Meetings (AGMs), and Extraordinary General Meetings (EGMs), covering both pre-meeting and post-meeting compliances. Pre-meeting support includes preparation and vetting of notices, agendas, explanatory statements, resolutions, and ensuring applicable corporate and listing compliances. Post-meeting support includes preparation of meeting outcomes, stock exchange intimations, regulatory disclosures, ROC filings, and drafting and finalization of minutes.

Ongoing Compliance Management

  • Preparation and monitoring of compliance calendars
  • Annual, periodic, and event-based filings
  • Maintenance of statutory registers and corporate records
  • Secretarial compliance tracking and governance support
  • Monthly, quarterly, and annual compliance status reporting to management
AGM/EGMBoard MeetingsROC FilingsSEBI ListingCompliance Calendar
05
Governance

Shareholder Governance & Scrutinizer Services

We deliver end-to-end regulatory support for General Meetings (AGMs/EGMs) and Postal Ballots, helping corporations navigate complex governance requirements with confidence and full statutory compliance.

Core Services

  • End-to-End Compliance: Managing pre- and post-meeting statutory obligations under Company Law and SEBI (LODR) Regulations
  • Scrutinizer Services: Serving as an independent Scrutinizer to oversee, verify, and report on physical and electronic voting processes, ensuring seamless corporate actions
Postal BallotE-VotingScrutinizerSEBI LODR
06
ESG & Labor

ESG & Labor Law Compliance Management

True business success is no longer measured solely by book profits, but by sustainable practices and societal impact across the entire product lifecycle. We assist corporations in transitioning from traditional operations to socially responsible, ESG-compliant business models.

Specialized Services

  • Environmental Law Compliance: Ensuring adherence to statutory environmental regulations and sustainable resource management from production to end-use
  • Social & Labor Governance: Navigating the evolving landscape of central and state labor codes to protect workforce welfare and ensure legal alignment
  • Ethical & ESG Frameworks: Assisting organizations in measuring, auditing, and enhancing their overall contribution to the environment, society, and ethical governance
ESG AuditLabor CodesEnvironmental LawSustainability
07
M&A

Mergers, Amalgamations, Acquisitions & Corporate Restructuring

We provide comprehensive legal, secretarial, and procedural support for mergers, amalgamations, and corporate reorganizations under the Companies Act, 2013.

Full-Scope M&A Support

  • Strategic Pre-Merger Advisory: Advising on pre-merger compromise and arrangement proposals, assisting in the determination of share exchange ratios, and structuring consequential capital issuances
  • Comprehensive Documentation & Drafting: Drafting Composite Schemes of Amalgamation, statutory applications, petitions, notices, explanatory statements, and the subsequent Reports of the Chairman
  • Court-Convened Meeting Management: Facilitating the seamless convening, conducting, and management of shareholder and creditor meetings in strict accordance with Sections 230 to 232 of the Act
  • Regulatory Liaison & Clearances: Representing clients and coordinating with NCLT, Regional Director (RD), Registrar of Companies (ROC), and Official Liquidator (OL) to secure necessary approvals and reports
MergerAmalgamationNCLTScheme of ArrangementRestructuring
08
Cross-Border

Cross-Border Collaborations & Joint Ventures

We advise global and domestic businesses on cross-border transactions, joint ventures, and strategic alliances, navigating the complex interplay of Indian corporate law, FEMA, and international commercial practice.

Core Capabilities

  • Entity Selection & Entry Strategy: Advising on the most tax-efficient and legally compliant business structures for foreign collaboration
  • Foreign Capital Management: Facilitating foreign asset contributions and inbound investments through equity and other approved regulatory modes
  • Contractual Architecture: Drafting, vetting, and finalizing critical agreements, including JVAs, SPSHAs, MoUs, and Deeds of Adherence
  • Legal Advocacy & Negotiation: Leading negotiations with counterparties' legal counsel to secure favorable, well-protected terms
  • Inbound Corporate Setup: Managing the compliance lifecycle for establishing a physical and lawful place of business in India for foreign corporations
  • Transaction Due Diligence: Executing rigorous due diligence reviews to mitigate compliance and legal risks before finalizing transactions
FDIFEMA/RBIJVA/MOUDue DiligenceFIFP
09
Regulatory

Regulatory Approvals & Statutory Representation

We advise, represent, and assist corporate entities in securing critical approvals, clearances, and condonations from apex regulatory and judicial bodies across India.

Key Representations

  • Ministry of Corporate Affairs (MCA): Obtaining central government approvals under Section 196 read with Schedule V of the Companies Act, 2013, concerning the appointment and remuneration of managerial personnel
  • National Company Law Tribunal (NCLT): Securing regulatory sanctions and orders for complex corporate actions, including inter-state relocation of registered offices, and petitions for condonation of delay in filing charges or statutory corporate documents
  • Regional Director (RD): Representing clients and securing necessary regulatory clearances, approvals, and compounding orders before the Regional Director across diverse statutory matters
  • Foreign Exchange Regulations (RBI & FIFP): Advising on and processing approvals for foreign remittances, cross-border investments, and inbound/outbound transactions
MCA ApprovalsNCLT OrdersRD ClearancesRBI/FIFP
10
Compounding

Compounding of Offences

We provide expert legal representation and documentation support for regularizing corporate defaults and navigating compounding proceedings before statutory authorities.

  • Drafting of Legal Pleadings: Preparing petitions, supporting affidavits, powers of attorney, and memoranda of appearance
  • Compounding Representation: Providing professional representation before the NCLT and Regional Director to successfully regularize defaults and navigate compounding proceedings
NCLT ProceedingsLegal PleadingsRegional DirectorDefault Regularization
11
Closure

Strike Off, Winding Up & Closure

We provide complete compliance management for Company Strike-Offs, Winding Up, and Formal Business Closures, ensuring smooth regulatory exits with minimized liability.

  • Strike-Offs: Seamless filing under Section 248 of the Companies Act, 2013, to strike off defunct companies from the ROC register, including the preparation of zero-liability statements and director indemnities
  • Winding Up & Liquidation: End-to-end advisory on voluntary liquidation processes under the IBC framework, coordinating asset distribution, and obtaining final dissolution decrees from the NCLT
  • Commercial Closures: Systematic decommissioning of regulatory profiles, including the cancellation of direct/indirect tax registrations and the formal wrap-up of banking and contractual obligations
Section 248IBC LiquidationROC Strike-OffTax Registration Closure
12
Registered Office

Shifting of Registered Office

We assist corporate entities in shifting their registered office, managing both intra-state and inter-state relocations. We handle the entire statutory process, from drafting corporate approvals to obtaining regulatory clearances, ensuring minimal disruption to your business operations throughout the transition.

Intra-State ShiftInter-State ShiftROC FilingsRegulatory Clearances

Our Core Leadership Team

At YKA, our team combines technical expertise with practical business insight to deliver effective and strategic advisory services.

YP

CS Yogesh Kumar Pandey

Founder & Practising Company Secretary

CS Yogesh Kumar Pandey is the Founder and Principal Practising Company Secretary of the firm, possessing extensive expertise in corporate and commercial laws, statutory compliances, legal due diligence, and capital markets regulations. Over the course of his career, he has built a strong reputation for navigating complex fundraising transactions, executing strategic corporate actions, and managing listed entity compliance frameworks. He specializes in conducting comprehensive Secretarial Audits for both listed and unlisted entities, seamlessly integrating specialized assessments in labor law compliance and environmental regulations. A seasoned legal counsel, he offers expert consultancy and robust litigation representation before the National Company Law Tribunal (NCLT) on a PAN-India basis.

LN

CS L. Narayan T.

Senior Advisor & Counsel

CS L. Narayan T. is a distinguished professional holding dual qualification as a Company Secretary (CS) and a Cost Accountant. With over 40 years of extensive experience, he specializes in corporate law, strategic cost management, and Debt Recovery Tribunal (DRT) matters. As the most senior professional in the organization, he brings an unparalleled depth of expertise to the team. Throughout his illustrious career, he has successfully steered numerous complex corporate restructurings, high-stakes SARFAESI proceedings, and intricate corporate litigations. His profound legal acumen and decades of hands-on experience make him a trusted authority in corporate governance and regulatory compliance.

SM

CS S.K. Mahana

Associate & Advisor – Listed Company Compliances & Capital Markets

CS S.K. Mahana is a seasoned Company Secretary with a distinguished track record in listed company compliances and regulatory affairs within the SEBI framework. He possesses deep expertise in managing complex listing obligations and has a proven history of successfully representing listed entities before stock exchanges to mitigate and resolve regulatory actions and compliance interventions. Beyond continuous compliance, he advises on and executes intricate corporate actions and strategic capital-raising initiatives including private placements, preferential issues, NCDs, OCDs, and institutional financing through leading Banks and NBFCs.

NS

CS Adv. Neha Singh

Advisor & Counsel

Associate at YKA with extensive involvement in secretarial audits and due diligence assignments across diverse industry sectors. She has substantial experience in Corporate and Commercial Laws, RBI compliances, listing regulations, agreement drafting, and IEPF-related matters. She has advised on several complex assignments involving corporate transactions, FDI, joint ventures, mergers and acquisitions, secretarial audits, corporate governance, statutory approvals under corporate laws, compounding applications, and regulatory advisory services across various business sectors.

GK

CS Gourav Kotharia

Advisor & Counsel

Key team member at YKA with experience in accounting, GST, income tax, and secretarial practice. He has played an important role in executing secretarial audits and due diligence assignments for companies across multiple sectors, supporting clients in regulatory and compliance matters with diligence and precision.

AS

Advocate Anuj Sharma

Associate

Advocate Anuj Sharma is one of the dynamic Associates of YKA and a key member of the Firm's legal practice. He plays an instrumental role in handling matters before the NCLT and other judicial forums. His areas of practice include matters relating to the Negotiable Instruments Act, GST laws, and Insolvency and Bankruptcy Code (IBC). At YKA, Mr. Sharma is actively involved in managing litigation, advisory, and representation services in court and NCLT-related matters.

Serving Businesses Across All Sectors

YKA caters to a diverse clientele comprising corporates, business entities, and organizations across industries — bringing specialized insight to each sector's unique compliance challenges.

Startups & New Ventures

End-to-end incorporation support, governance setup, capital planning, and foundational compliance frameworks for emerging businesses and first-time entrepreneurs.

SMEs & Mid-Size Corporates

Annual secretarial retainership, ROC filings, board governance, and regulatory compliance support enabling SMEs to focus on growth without compliance risk.

Manufacturing & Industrial

Environmental law compliance, ESG frameworks, labor code navigation, and regulatory representation for manufacturing entities across all scales of operation.

IT & Technology Companies

ESOP structuring, cross-border collaboration, FDI compliance, FEMA advisory, and complete secretarial support for technology companies and software firms.

Financial Services

Listed entity compliance, SEBI regulatory management, capital market transactions, and complex debt structuring for NBFCs, banks, and financial institutions.

Large Enterprises & Listed Companies

Full-scope secretarial compliance, SEBI LODR obligations, M&A advisory, regulatory approvals, and strategic corporate governance for large corporates and listed entities.

Trusted by Businesses Across India

Our clients trust us to navigate complex regulatory landscapes — here is what they say about our work.

★★★★★
"

YKA's team guided us through our company incorporation and initial governance setup with extraordinary precision. Their advisory on business structure and capital planning was truly strategic — not just compliance work. We could focus entirely on our product while they handled the regulatory foundation.

RG
Rajesh Gupta
Founder, Technology Startup, Delhi
★★★★★
"

Our company went through a complex merger, and YKA handled the entire NCLT proceedings, documentation, and regulatory liaison seamlessly. CS Yogesh Pandey's command over the process and proactive communication gave us complete confidence throughout a very challenging transaction.

AK
Anita Krishnaswamy
Managing Director, Manufacturing Company
★★★★★
"

As a listed entity, our SEBI compliance obligations are extensive and time-sensitive. YKA's annual retainership service has been invaluable — their compliance calendar, timely disclosures, and deep understanding of LODR regulations ensure we have never missed a deadline. Highly recommended.

PB
Pradeep Bhatia
Company Secretary, Listed Entity, Mumbai

Corporate Compliance & Legal Insights

Stay informed on the latest developments in corporate law, compliance requirements, and regulatory changes affecting Indian businesses.

MCA-21 V3 Compliance Updates for Private Limited Companies
Corporate Law

Key MCA-21 V3 Changes Every Private Limited Company Must Know in 2025

The MCA's upgraded V3 portal has introduced significant changes in filing processes, form structures, and authentication requirements. We break down what these changes mean for your annual compliance obligations and how to stay ahead of potential defaults.

By CS Yogesh Kumar Pandey  ·  Corporate Compliance
SEBI LODR Regulations — Critical Amendments for Listed Entities
SEBI Regulations

Understanding SEBI's Recent Amendments to Listing Obligations & Disclosure Requirements

SEBI's continued evolution of the LODR framework introduces new timelines, disclosure obligations, and governance requirements for listed entities. This analysis covers the critical amendments and their practical implications for compliance teams and company secretaries.

By CS S.K. Mahana  ·  SEBI Compliance
Voluntary Liquidation Under IBC — A Complete Procedural Guide
IBC & Insolvency

Voluntary Liquidation Under the Insolvency and Bankruptcy Code — Process, Timelines & Common Pitfalls

Voluntary liquidation under the IBC offers a structured, time-bound exit for solvent companies. This guide walks through the end-to-end process, key resolution professional obligations, NCLT approval requirements, and the common compliance pitfalls to avoid.

By Advocate Anuj Sharma  ·  IBC & Winding Up

Ready to Simplify Your Corporate Compliance?

Book a free consultation with our expert team of Company Secretaries and legal advisors. We'll assess your compliance requirements and provide a clear roadmap tailored to your business.

Let's Discuss Your Compliance Needs


Our team of qualified Company Secretaries and legal advisors is ready to assist you. Whether you need guidance on regulatory compliance, corporate transactions, or secretarial services — reach out for a confidential consultation.

Delhi Office
Gate No. 7, Vikram Vihar, Lajpat Nagar-IV, New Delhi – 110025
Phone
+91 93152 59390
Email
ypaandcompany@gmail.com

Disclaimer: Information provided is for private use and not for solicitation. Communications with YKA do not establish a legal relationship unless and until a formal engagement is confirmed.

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